(1) These Procedures provide a process for the review of an academic decision, action or omission by a staff member or a committee, or the review of a mark or grade, in a UOW coursework subject. (2) These Procedures also provide for the appeal of a decision and outcome received in response to a formal review. (3) These Procedures should be read in conjunction with the Review and Appeal of Academic Decisions Policy which includes: (4) These Procedures apply to all undergraduate and postgraduate coursework students enrolled in subjects at the University. (5) These Procedures apply where a Higher Degree Research (HDR) student of the University is undertaking a coursework subject as part of their HDR candidature. All other HDR reviews and appeals relating to HDR candidature are addressed under the Higher Degree Research (HDR) Student Academic Complaints Policy. (6) For offshore students enrolled in a UOW course delivered by a collaborative delivery partner of the University, these Procedures apply with the modifications set out in Schedule 1. (7) These Procedures do not apply to students studying at the University of Wollongong Dubai (UOWD), who may make academic complaints under the UOWD Student Academic Grievance Policy. (8) A student may request an explanation of a mark for an assessment task or a final grade for a subject consistent with the student’s right to appropriate and useful feedback on their performance in an assessment task under the Teaching and Assessment: Assessment and Feedback Policy. (9) A student may also request further explanation for an academic decision, action or omission made by a staff member or a committee in relation to an academic policy including: (10) Not included in the scope of these Procedures are UOW academic and administrative processes that provide a standalone review, appeal or a complaint resolution process in the relevant supporting policy. (11) Students wishing to submit a formal complaint about a UOW product, a service or a facility, or the conduct of a student or staff member of the university, should consult the university’s Complaints Management Policy and contact the university’s Complaints Management Centre. (12) A flowchart depicting the stages in the review and appeal process can be found at Schedule 2. (13) The stages in the formal review and appeal process are: (14) The Stage 1a (School level) - undertaken by the Head of School or the Head of Academic Unit or by a nominee. A nominee will have experience and seniority in relation to the course or subject in which the student is enrolled, for example, Academic Program Director, Discipline Leader or similar. (15) The Stage 1b (Faculty level) - undertaken by the Faculty Designate. The Faculty Designate will be a senior academic leader in the Faculty in a role such as the Associate Dean Education or the Associate Dean International. Other senior academic leaders may undertake the role of Faculty Designate, however it is recommended that the role be at the level of a Head of School or above. (16) The following time limits are applied for a review or appeal at each stage: (17) At each step in the process the staff member to whom the review or appeal has been submitted or assigned: (18) Where a time limit is for an outcome is extended, the investigating officer must ensure that: (19) At all stages of the academic review and appeal process, a student may seek support. For example, a student may: (20) Support for students can be provided by staff or students of the university including: (21) Students are encouraged to resolve their query or concern informally by speaking with an appropriate staff member, that has knowledge of the matter. The Subject Coordinator is usually the first person a student will contact. (22) The university recognises that a student may wish to discuss their query or concern with someone other than their Subject Coordinator, or that the Subject Coordinator may not be available at a time convenient to the student. (23) Students may also seek informal advice from other staff, such as: (24) At all times staff responding to an informal request should attempt to provide the student with an answer to their questions or concerns. Use supporting information such as subject outlines, marking rubrics and policy to assist the student in the resolution of their matter. (25) After consideration of the student’s query or concern a Subject Coordinator may decide to: (26) The Subject Coordinator, or other member of staff consulted, will inform the student of their right to request a formal review should they wish to take their matter further. (27) The student is not required to submit a formal review request unless they believe their query or concern remains unresolved after they have sought an informal resolution. (28) In accordance with the Academic Advice to Students Policy, where staff provide specialised academic advice that impacts, or is likely to impact on a student's studies, it is recommended that the advice is confirmed in writing, such as by using a SOLS Mail message or by providing it to the student in some other written, electronically recorded form. (29) Staff involved in an informal attempt to resolve a student’s request or concern will not investigate any subsequent formal review or appeal submitted by the student, as per the Conflict of Interest section in the Review and Appeal of Academic Decisions Policy. (30) Where a student is not able to resolve their matter informally, as per section 8, a student may lodge a formal review request within ten business days of the date they were first provided with a mark or grade or they were made aware of the decision, action or omission that impacted their academic progress. (31) In accordance with clause 16, a student may be allowed to submit a review request after ten business days if they are able to demonstrate that there were compassionate or compelling circumstances preventing them from submitting the request within the timeframe, in accordance with the Compassionate or Compelling Circumstances Guidelines. (32) Where a student claims compassionate or compelling circumstances have affected their ability to submit their review, they must submit an explanation and evidence to support their claim. (33) Formal requests and appeals must be submitted using the appropriate online form provided by the university, which is accessible via the university’s complaints management webpage. (34) A student may lodge a formal request for a review of a mark or grade based on the following reasons: (35) The formal request for a review of a mark or grade must: (36) When presenting a rationale for their review request, as per clause 35(b), students are encouraged to refer to the relevant policy in order to clarify the issue they issue they have identified. (37) A student may lodge a formal request for a review of an academic decision with regard to the policy documents provided for under these Procedures. (38) The formal request to review an academic decision, action or omission must: (39) When specifying the academic decision, action or omission as per clause 38(a) students are encouraged to refer to the relevant policy in order to clarify the issue they have identified. (40) Formal requests and appeals must be managed using the online system and workflow, which is accessible via the university’s staff intranet. (41) A Faculty Administrator, nominated by each faculty, will review formal Stage 1a requests and Stage 1b appeals and assign cases to the appropriate faculty staff member for investigation, with regard to section 5. (42) The Faculty Administrator can close a case where there is insufficient information provided by the student or the case is considered to be a duplicate or spam. Where a case is to be closed the Faculty Administrator will contact the student to advise them of the outcome of the review request or appeal and detailed reasons for the outcome. (43) The Faculty Administrator can reopen a previously closed case and assign the case for investigation, advising the student of any impact on the timeline for investigation. (44) All Stage 1a and 1b cases will be monitored by the Faculty to whom the case has been submitted. Monitoring of cases will include: (45) A University Academic Complaint and Appeals Administrator will review Stage 2 and Stage 3 appeals and assign each case to the delegated authority for investigation. (46) All Stage 2 and Stage 3 cases will be monitored by the Academic Complaints and Appeals Administrator with regard to the monitoring activities set out under clause 44. (47) An Executive Assistant to the Deputy Vice-Chancellor and Vice-President (Academic and Student Life) may support the Stage 3 delegated authority to prepare documentation and correspondence in relation to an appeal. (48) The Head of School or nominee must investigate the request and decide the outcome in line with the time limits as provided for in section 6. (49) The Head of School or nominee will investigate a review request with consideration to: (50) In their investigation the Head of School or nominee will also consider: (51) The Head of School or nominee may request further information from the student or from relevant staff either in person, by phone or other means, such as email. (52) After investigating the review request the Head of School or nominee may: (53) If a review request is upheld, the Head of School or nominee may: (54) The Head of School or nominee must advise the student of their right to appeal the Stage 1a decision to the Faculty Designate. (55) It is the responsibility of the Head of School or nominee to immediately implement any outcome or decision in favour of the student, including any recommended remedial action. This includes action that is to be taken by the student, a faculty administrative officer or an academic staff member in the faculty. (56) A student may submit an appeal against the outcome of a review request on the following grounds: (57) Any such appeal will be submitted to the Faculty Designate and shall: (58) The Faculty Designate must investigate the appeal and decide the outcome in line with the time limits as provided for in section 6. (59) The Faculty Designate will investigate a review request with consideration to: (60) In their investigation the Faculty Designate will also consider: (61) The Faculty Designate may request further information from the student or from relevant staff either in person, by phone or other means, such as email. (62) After investigating an appeal, the Faculty Designate may: (63) If an appeal is upheld, the Faculty Designate may recommend action be undertaken in relation to an academic decision, as provided for in a university policy, and forward this recommendation to the delegated authority for approval and immediate implementation. (64) The Faculty Designate must advise the student of their right to appeal the Stage 1b decision to the Student Ombudsman. (65) It is the responsibility of the Faculty Designate to ensure that any recommended action is undertaken in a timely manner. This includes action that is to be taken by the student, a faculty administrative officer or an academic staff member in the faculty. (66) Where a student is not satisfied with the outcome of Stage 1b of the process, the student may appeal, in writing, to the Student Ombudsman within ten business days of the date of the response from the Faculty Designate, on the grounds that: (67) The Stage 2 appeal must: (68) The Student Ombudsman will decide an outcome for a Stage 2 appeal within twenty (20) business days of having received the referral. (69) Should the Student Ombudsman, following an initial review of the appeal, decide that the matter requires further consideration, the Student Ombudsman may request the Faculty prepare a report for the Student Ombudsman on the background to the matter. (70) The Faculty must comply with any reasonable request for information as it relates to the Student Ombudsman's consideration of the issues raised in the appeal. (71) In considering the appeal the Student Ombudsman will, where necessary in order to decide the appeal fairly and appropriately: (72) In considering the appeal the Student Ombudsman will: (73) The Student Ombudsman may conciliate the matter in order to clarify the issues with the student and suggest possible directions for resolution of the student’s matter. (74) The Student Ombudsman may, with the student's consent: (75) After examining the relevant documentation and, where necessary, speaking to the student and other relevant parties, the Student Ombudsman may: (76) If an appeal is upheld the Student Ombudsman may recommend remedial action to be taken and, with regard to the relevant university policy, forward this recommendation to the delegated authority for approval and immediate implementation. (77) Where the Student Ombudsman recommends remedial action, they must notify the Faculty Designate and the relevant parties to the appeal, in writing, of that decision and request immediate implementation of that action. (78) The Student Ombudsman must notify the student, in writing, of the student's right to appeal to the Deputy Vice-Chancellor and Vice-President (Academic and Student Life) under Stage 3 if they believe that there are grounds for appeal as specified at clause 80. (79) Where a student is not satisfied with the outcome of Stage 2 appeal, the student may appeal, in writing, to the Deputy Vice-Chancellor and Vice-President (Academic and Student Life) within ten (10) business days of the date of the response from the Student Ombudsman, on the grounds that: (80) The appeal must: (81) The Deputy Vice-Chancellor and Vice-President (Academic and Student Life) will decide an outcome for a Stage 3 appeal within ten (10) business days of having received the appeal. (82) If the Deputy Vice-Chancellor and Vice-President (Academic and Student Life) has had prior involvement in the matter, or is unable to review the appeal in the time frame provided for in clause 81, or if a conflict of interest exists, they will nominate an impartial and senior delegate to decide the outcome of the Stage 3 appeal. (83) In the investigation of an appeal, the Deputy Vice-Chancellor and Vice-President (Academic and Student Life), or delegate as per clause 82, may: (84) After examining the relevant documentation and, where necessary, speaking to the student and other relevant parties, the Deputy Vice-Chancellor and Vice-President (Academic and Student Life) or delegate may: (85) If an appeal is upheld the Deputy Vice-Chancellor and Vice-President (Academic and Student Life) or delegate may recommend remedial action be taken and, with regard to the relevant university policy, forward this recommendation to the delegated authority for approval and immediate implementation of that action. (86) Where the the Deputy Vice-Chancellor and Vice-President (Academic and Student Life) or delegate recommends remedial action they must notify the Student Ombudsman and relevant parties to the appeal, in writing, of that decision and request immediate implementation of that action. (87) The Deputy Vice-Chancellor and Vice-President (Academic and Student Life) or delegate will direct nominated staff to take immediate action as required and nominated staff will report back to the Deputy Vice-Chancellor and Vice-President (Academic and Student Life) on completion. (88) The Deputy Vice-Chancellor and Vice-President (Academic and Student Life) or delegate must inform the student in writing of the outcome of their appeal including detailed reasons for the outcome, within ten (10) business days. (89) The Deputy Vice-Chancellor and Vice-President (Academic and Student Life) or delegate must keep an adequate record of their investigation, the evidence, their decision and any remedial action that was taken. (90) All records of reviews and appeals managed under these procedures, including written records of the requests made by students and of the outcomes and reasons for those outcomes, must be maintained in accordance with the Records Management Policy. (91) The University has a responsibility to: (92) Students and staff involved in the review and appeals process have a responsibility to follow the requirements of these Procedures and the Review and Appeal of Academic Decisions Policy. (93) A collaborative delivery partner is a higher education provider operating within Australia or overseas (other than the University of Wollongong Dubai - UOWD) with which UOW has an agreement for the delivery of UOW courses in conjunction with that provider, under a formal collaborative delivery agreement. (94) An offshore student refers to a person enrolled in a course or program offered by the University of Wollongong, in conjunction with a collaborative delivery partner, located at a campus outside of Australia. (95) Where an offshore student is enrolled in a UOW coursework program, these Procedures apply with the modifications set out in this Schedule. (96) The faculty who owns the course in which the student is enrolled will designate staff, either in the course owning faculty or at the collaborative delivery partner institution, to perform the roles specified in this policy as provide for in the table below. (97) With regard to the roles assigned in section 4 of this Schedule, a Stage 1a review or Stage 1b appeal to the faculty will be managed in accordance with sections 13 and 14 of these Procedures. (98) A Stage 2 appeal to the Student Ombudsman will be managed in accordance with section 15 of these Procedures. (99) A Stage 3 appeal to the Deputy Vice-Chancellor and Vice-President (Academic and Student Life) will be managed in accordance with section 16 of these Procedures. (100) Where a student is engaged in an appeal, the offshore partner institution is responsible for providing appropriate support to the student to enable fair and equitable access to support services and the technical infrastructure required for conducting meetings and interviews as per the Guidelines for Supporting Offshore Student Reviews and Appeals. (101) A member of staff of UOW or the collaborative delivery partner may be present to assist the student at the collaborative delivery partner’s campus. This is in addition to the student’s right to nominate their own support person in accordance with these Procedures.Procedures for the Review of Marks or Grades and other Academic Decisions (Coursework)
Section 1 - Introduction
Top of PageSection 2 - Scope
Section 3 - Flowchart
Section 4 - Stages in the Review and Appeal Process
Top of PageSection 5 - Faculty Staff Roles in the Review and Appeal Process
Section 6 - Time Limits
Stage 1a:
Head of School or nomineeSubmit Review Request (Student)
Within ten (10) business days of the date the student received the mark or grade, or they were made aware of the academic decision, action or omission.
Head of School or nominee decision
Within ten (10) business days of the date the student submits their Stage 1a review request.
Stage 1b:
Faculty DesignateSubmit Stage 1b Appeal (Student)
Within ten (10) business days of the date the student received a Stage 1a outcome.
Faculty Designate Decision
Within ten (10) business days of the date the student submits their Stage 1b appeal.
Stage 2:
Student OmbudsmanSubmit Stage 2 Appeal (Student)
Within ten (10) business days of the date the student received a Stage 1b outcome.
Student Ombudsman Decision
Within twenty (20) business days of the date the student submits their Stage 2 appeal.
Stage 3:
Deputy Vice-Chancellor and Vice-President (Academic and Student Life)Submit Stage 3 Appeal (Student)
Within ten (10) business days of the date the student received a Stage 2 outcome.
DVCA Decision
Within ten (10) business days of the date the student submits their Stage 3 appeal.
Top of PageSection 7 - Support for Students
Top of PageSection 8 - Informal Resolution
Section 9 - Formal Resolution
Section 10 - Request to Review a Mark or Grade
Section 11 - Request to Review an Academic Decision
Section 12 - Administration and Monitoring of Formal Reviews and Appeals
Faculty Administration Requirements
Student Ombudsman and Deputy Vice-Chancellor and Vice-President (Academic and Student Life) Administration Requirements
Section 13 - Stage 1a – Review by Head of School or Nominee
Deciding an Outcome
Appeal of a Stage 1a Outcome
Top of PageSection 14 - Stage 1b – Appeal to the Faculty Designate
Deciding an Outcome
Appeal of a Stage 1b Outcome
Top of PageSection 15 - Stage 2 – Appeal to Student Ombudsman
Conciliation
Deciding an Outcome
Appeal of a Stage 2 outcome
Top of PageSection 16 - Stage 3 – Appeal to Deputy Vice-Chancellor and Vice-President (Academic and Student Life)
Decision and Outcome
Section 17 - Record Keeping
Section 18 - Roles and Responsibilities
Section 19 - Definitions
Top of Page
Word/Term
Definition
Academic consideration
Academic consideration is intended to help minimise the impact of compassionate, compelling or extenuating circumstances beyond a student’s control, which significantly impair a student’s ability to complete an assessment task on or by the due date as stipulated in the Subject Outline; or which affects academic progress in a subject relevant to their course of study. Academic consideration may be granted on the basis of compassionate, compelling circumstances and/or extenuating circumstances.
Academic decision
A decision made by a member of University staff or a University committee, normally under the University's rules or policy, which affects a student's academic progress in relation to their coursework studies or research candidature.
Academic matter
A matter relating to the policy or processes that govern a student’s academic experience at the university. Academic matters are usually described in the following policies and procedures:
Code of Practice - Responsible Conduct of Research;
Code Of Practice - Work Integrated Learning (Professional Experience)
Coursework Rules;
Credit for Prior Learning Policy;
Higher Degree Research (HDR) Award Rules;
HDR Supervision and Resources Procedures;
HDR Thesis Preparation, Submission and Examination Procedure;
Honours Policy;
Standards for the Finalisation of Student Results;
Student Academic Consideration Policy;
Supplementary Assessment Procedure;
Teaching and Assessment: Assessment and Feedback Policy;
Teaching and Assessment - Code of Practice - Teaching;
Subject Delivery Policy.
Academic misconduct
Conduct of a student when undertaking the preparation, presentation or submission of coursework, or during the course of undertaking research, that is in breach of:
Academic Integrity Policy,
Research Misconduct and Complaints Management Policy,
Code of Practice - Responsible Conduct of Research,
Faculty/unit requirements,
Subject Outlines, or
Other University policy documents or requirements setting out student academic requirements.
Academic progress
Successful completion of subjects towards a degree within established time limits.
Academic Unit
Also known as a School, Unit, Program or Discipline.
Assessment task
An activity which a student is required to complete to provide a basis for an official record of achievement or certification of competence in a subject (e.g. examination, test, take-home examination, quiz, assignment, essay, laboratory report, demonstration, folio of creative work, performance, written or oral presentation, participation, simulation, placement report).
Collaborative Delivery Partner
Another institution or organisation (typically another higher education provider) with which the University has a partnership arrangement, in accordance with the Collaborative Delivery of a UOW Course Policy.
Conflict of interest
Exists where there is a divergence between the individual interests of a staff member and their professional obligation to the University such that an independent observer might reasonably question whether the professional actions or decisions of that person are influenced by their own interests or are for their own benefit. It should be noted that enmity as well as friendship can give rise to perceptions of a conflict of interest and similarly that detriment to a third party can give rise to a conflict of interest just as much as benefit to a third party. A conflict of interest includes an actual, perceived or potential conflict of interest.
Course
A program of study consisting of a combination of subjects and other requirements, whether leading to a specific higher education award or not.
Deferred assessment
An assessment task taken by an eligible student as a result of a student’s application for academic consideration, as approved by the relevant Subject Coordinator.
Faculty Assessment Committee (FAC)
The Faculty Assessment Committee, is responsible for the finalising student results, in accordance with the Standards for the Finalisation of Students Results.
General misconduct
Conduct of a student that is not academic misconduct, and that is otherwise in breach of the following policy documents or requirements:
Campus Access and Order Rules;
IT Acceptable Use Policy and/or associated IT policies;
Library Code of Conduct;
Code of Practice – Student Professional Experience;
Student Conduct in Residences Policy;
University Rules, Codes, Policies, Guidelines, Procedures or requirements; or
Faculty and/or academic unit requirements.
Good faith
To act honestly and with propriety.
Higher Degree Research (HDR) candidate
A student enrolled in a Doctorate or Research Masters at UOW and whose body of work is incomplete or is under examination.
Honours Coordinator
A member of academic staff who is responsible for the operation of an Honours Degree and/or the coordination of Honours Projects.
Honours Project
A component of study within the Honours Degree that involves project work and/or a piece of research and scholarship with some independence and that is discipline specific, inter-disciplinary or joint.
Maladministration
A term used by the NSW Ombudsman to describe conduct that involves an action or inaction of a serious nature that is: contrary to law; unreasonable, unjust, oppressive or improperly discriminatory; based wholly or partly on improper motives; or is otherwise wrongful. The Ombudsman Act 1974 section 26 (1) (NSW Government Legislation) elaborates upon this definition. The NSW Ombudsman also provides a “What is Maladministration” factsheet.
Natural justice
Principles that ensure that decision-making is fair and reasonable. These involve decision-makers informing people of the case against them or their interests, giving them a right to be heard, not having a personal interest in the outcome, and acting only on the basis of logically probative evidence.
Offshore location
A location that is outside of Australia at which a University of Wollongong course is offered.
Policy document
University Rules, Policies, Standards, Codes of conduct, Codes of practice, Procedures and Guidelines.
Prior learning
Learning that has taken place prior to admission to a program of the University or prior to undertaking a relevant component of a program.
Procedural fairness
Refers to a decision-maker using a fair and proper procedure, that applies the principles of natural justice, when making a decision.
Reasonable adjustment
A measure or action (or a group of measures or actions) taken by an education provider that has the effect of assisting students with disability to access and participate in Higher Education on the same basis as students without disability.
Record
Records are a part of and result from business activities and provide evidence of those activities. Any document or other source of information compiled, recorded or stored in written form or on film, or by electronic process, or in any other manner or by any other means State Records Act 1998. Records may include, but are not limited to, any staff member’s paper based records, emails, or electronic documents stored at UOW or on UOW equipment. A record does not include personal and/or private documents that are not part of official UOW business records.
Research misconduct
A serious breach, which is also intentional or reckless or negligent, of the Australian Research Council / National Health and Medical Research Council’s Australian Code for the Responsible Conduct of Research.
Research Progress Review
A review of an HDR candidate’s progress that occurs at various stages throughout their candidature and includes Research Proposal Reviews, Faculty progress reviews and Annual Progress Reports.
Review of mark or grade
Reconsideration given to a mark or grade for an assessment task in a coursework subject, or for a final mark and grade in a coursework subject.
Staff
All people employed by the University including conjoint appointments, whether on continuing, permanent, fixed term, casual or cadet or traineeship basis.
Student
A person enrolled in a University of Wollongong course or unit of study, whether located onshore, offshore or online.
Subject
A self-contained unit of study identified by a unique code.
Subject Coordinator
An academic staff member with nominated responsibility for a subject.
Supplementary assessment
An additional assessment task, approved and offered by a Faculty Assessment Committee, which may be undertaken taken by a student in order to pass the subject.
Support person
A person, other than a legal representative, who may provide support to a student in relation to an academic review and any subsequent appeal, A support person can include a member of UOW staff such as a Student Support Advisor or a Student Advocacy Officer.
Thesis
A written piece of work which reports on the substantive research undertaken during the course of a student’s candidature.
University
The campuses, facilities, operations, resources, staff and services of the University of Wollongong.
University Senior Executive
Vice-Chancellor and President
Senior Deputy Vice-Chancellor;
Deputy Vice-Chancellor and Vice-President;
Chief Operating Officer and Vice-President Operations;
Pro Vice-Chancellor.Section 20 - Schedule 1: Offshore Students and the Application of Procedures at a Collaborative Delivery Partner Institution
Definitions
Application
Procedural Modifications
Purpose / Stage
UOW Onshore Role
Equivalent Roles for Offshore
Informal consultation and feedback
Subject Coordinator
UOW Subject Coordinator (or member of teaching team)
ASSH
UOW Discipline Leader or offshore APD for the relevant offshore course.
BAL
UOW Discipline Leader/Program Leader for the relevant offshore course. May consult with relevant UOW Academic Program Director (APD).
EIS
UOW Academic Program Director (APD) for each partner institution.
SMAH
UOW Dubai only. Refer to relevant UOW Dubai policy.
ASSH
Associate Dean Education with outcome copied to Associate Dean International.
BAL
Associate Dean International with outcome copied to Associate Dean Education.
EIS
Associate Deans Education with outcome copied to Associate Deans International.
SMAH
UOW Dubai only. Refer to relevant UOW Dubai policy.
Stage 2 (formal appeal)
Student Ombudsman
UOW Student Ombudsman
The relevant offshore partner must provide support for the student with regard to Schedule 1.4 above.
Stage 3 (formal appeal)
Deputy Vice-Chancellor and Vice-President (Academic and Student Life)
Deputy Vice-Chancellor and Vice-President (Academic and Student Life)
The relevant offshore partner must provide support for the student with regard to Schedule 1.4 above.Section 21 - Schedule 2: Flowcharts
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